SEC Form 4 · accession 0001225208-15-017989
Clifton Bancorp Inc. · CSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Aguggia
Officer — Chairman, President & CEO · Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 3, 2015 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2015 | A | 136,475 | $0.00 | A | 136,475 | I | By Stock Award |
| Common Stock | holding | — | — | — | 25,000 | D | ||
| Common Stock | holding | — | — | — | 50,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 16,685 | I | By SERP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF2 | $13.84 | Sep 2, 2015 | A | 36,125 | A | Sep 2, 2016 | Sep 2, 2025 | Common Stock | 36,125 | 36,125 | D |
| Non-Qualified Stock OptionF3 | $13.84 | Sep 2, 2015 | A | 270,945 | A | Sep 2, 2016 | Sep 2, 2025 | Common Stock | 270,945 | 270,945 | D |
Explanation of responses
- F1Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- F2Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
- F3Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.