SEC Form 4 · accession 0001225208-15-017632
Clifton Bancorp Inc. · CSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C Smith
Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 27, 2015 · 11:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2015 | M | 5,855 | $10.46 | A | 108,895 | D | |
| Common Stock | Aug 25, 2015 | S | 200 | $13.72 | D | 108,695 | D | |
| Common Stock | Aug 25, 2015 | S | 700 | $13.66 | D | 107,995 | D | |
| Common Stock | Aug 25, 2015 | S | 4,955 | $13.65 | D | 103,040 | D | |
| Common Stock | Aug 26, 2015 | M | 9,145 | $10.46 | A | 112,185 | D | |
| Common Stock | Aug 26, 2015 | S | 100 | $13.79 | D | 112,085 | D | |
| Common Stock | Aug 26, 2015 | S | 100 | $13.77 | D | 111,985 | D | |
| Common Stock | Aug 26, 2015 | S | 100 | $13.7664 | D | 111,885 | D | |
| Common Stock | Aug 26, 2015 | S | 100 | $13.7302 | D | 111,785 | D | |
| Common Stock | Aug 26, 2015 | S | 101 | $13.78 | D | 111,684 | D | |
| Common Stock | Aug 26, 2015 | S | 200 | $13.74 | D | 111,484 | D | |
| Common Stock | Aug 26, 2015 | S | 315 | $13.75 | D | 111,169 | D | |
| Common Stock | Aug 26, 2015 | S | 400 | $13.76 | D | 110,769 | D | |
| Common Stock | Aug 26, 2015 | S | 630 | $13.72 | D | 110,139 | D | |
| Common Stock | Aug 26, 2015 | S | 1,210 | $13.73 | D | 108,929 | D | |
| Common Stock | Aug 26, 2015 | S | 2,797 | $13.71 | D | 106,132 | D | |
| Common Stock | Aug 26, 2015 | S | 3,092 | $13.70 | D | 103,040 | D | |
| Common Stock | holding | — | — | — | 2,937 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock OptionF1 | $10.46 | Aug 25, 2015 | M | 5,855 | D | Aug 31, 2005 | Aug 31, 2015 | Common Stock | 5,855 | 9,145 | D |
| Non-Statutory Stock OptionF1 | $10.46 | Aug 26, 2015 | M | 9,145 | D | Aug 31, 2005 | Aug 31, 2015 | Common Stock | 9,145 | 0 | D |
Explanation of responses
- F1Non-Statutory Stock Options granted pursuant to the Clifton Savings Bancorp, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.