SEC Form 4 · accession 0001209191-17-065321
Party City Holdco Inc. · PRTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jefferson M Case
Director
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 8:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2017 | S | 42,979 | $12.67 | D | 333,341 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock of the Issuer were sold in connection with a block trade of the common stock of the Issuer pursuant to the prospectus supplement, dated December 7, 2017, and accompanying registration statement on Form S-3, dated September 30, 2016.
- F2The shares reported herein are held directly by Advent-Party City Acquisition L.P. ("Advent Party City"). Each of Advent Partners GPE VI 2008 Limited Partnership ("Advent Partners 2008") and Advent Partners GPE VI 2010 Limited Partnership ("Advent Partners 2010") hold a partnership interest in Advent Party City and the Reporting Person is a limited partner of Advent Partners 2008 and Advent Partners 2010. The shares reported herein and directly owned by Advent Party City may be deemed indirectly owned by the Reporting Person; however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose.