SEC Form 4 · accession 0000904454-18-000475
Party City Holdco Inc. · PRTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald C Rittenberg
Director
Period of report
Jul 9, 2018
Accepted (ET)
Jul 10, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")F1 | Jul 9, 2018 | S | 1,000 | $15.84 | D | 0 | I | By Charles Arthur Rittenberg 2008 Trust |
| Common Stock | Jul 9, 2018 | S | 1,000 | $15.85 | D | 0 | I | By Jack Dolliver Rittenberg 2013 Trust |
| Common StockF2 | Jul 9, 2018 | S | 1,000 | $15.87 | D | 0 | I | By Theodore Fredrick Rittenberg 2014 Trust |
| Common StockF3 | Jul 9, 2018 | S | 53,061 | $16.02 | D | 0 | I | By Garrett J. Rittenberg Self-Settled Trust u/a/d June 28, 2008 |
| Common StockF4 | Jul 9, 2018 | S | 44,661 | $15.91 | D | 0 | I | By Craig M. Rittenberg Self-Settled Trust u/a/d June 28, 2008 |
| Common StockF5 | Jul 9, 2018 | S | 95,735 | $16.04 | D | 49,999 | I | By Ritts Enterprises LLC |
| Common Stock | holding | — | — | — | 8,169 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.80 to $15.90, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.85 to $15.90, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.05, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.90 to $15.975, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F5The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.10, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.