SEC Form 4 · accession 0000899243-18-024795
Party City Holdco Inc. · PRTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald C Rittenberg
Director
Period of report
Dec 29, 2017
Accepted (ET)
Sep 19, 2018 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock") | Sep 17, 2018 | M | 3,800 | $5.33 | A | 3,800 | D | |
| Common StockF2 | Sep 17, 2018 | M | 3,800 | $14.57 | D | 0 | D | |
| Common StockF3 | Dec 29, 2017 | S | 50,000 | $14.08 | D | 0 | I | By Ritts Enterprise LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $5.33 | Sep 17, 2018 | M | 3,800 | D | — | Jul 27, 2022 | Common Stock | 3,800 | 231,800 | D |
Explanation of responses
- F1The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $14.5594 to $14.5717, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This transaction is inadvertently reported late due to administrative oversight.
- F4The option was granted on July 27, 2012 and this amount was vested in full as of the transaction date.