SEC Form 4 · accession 0000899243-18-015827
Party City Holdco Inc. · PRTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald C Rittenberg
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 8:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 6, 2018 | A | 8,169 | $0.00 | A | 8,169 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Charles Arthur Rittenberg 2008 Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | By Jack Dolliver Rittenberg 2013 Trust | |
| Common Stock | holding | — | — | — | 1,000 | I | By Theodore Fredrick Rittenberg 2014 Trust | |
| Common Stock | holding | — | — | — | 53,061 | I | By Garrett J. Rittenberg Self-Settled Trust u/a/d June 28, 2008 | |
| Common Stock | holding | — | — | — | 44,661 | I | By Craig M. Rittenberg Self- Settled Trust u/a/d June 28, 2008 | |
| Common Stock | holding | — | — | — | 145,734 | I | By Ritts Enterprises LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units granted to the Reporting Person under the Party City Holdco Inc. Amended and Restated 2012 Omnibus Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Common Stock, par value $0.01 per share. The restricted stock units shall vest in full on the earliest of (i) the first anniversary of the date of grant, (ii) the termination of the director's service due to his death or (iii) a change in control of Party City Holdco Inc.