SEC Form 4 · accession 0001104659-18-074280
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory M Freiwald
Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 8:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2018 | P | 25,000 | $3.9728 | A | 59,311 | D | |
| Common StockF2 | holding | — | — | — | 10,402 | D | ||
| Common StockF3 | holding | — | — | — | 5,028 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.945 to $3.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- F2These restricted shares vest in full on June 4, 2019.
- F3These restricted shares vest one-third per year on December 31, 2016, December 31, 2017 and December 31, 2018.