SEC Form 4 · accession 0001104659-18-073618
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Campbell
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2018 | P | 10,000 | $3.9059 | A | 45,311 | D | |
| Common StockF2 | holding | — | — | — | 10,402 | D | ||
| Common StockF3 | holding | — | — | — | 5,028 | D | ||
| Common Stock | holding | — | — | — | 35,311 | D | ||
| Common StockF4 | holding | — | — | — | 18,375 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.85 to $4.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- F2These restricted shares vest in full on June 4, 2019.
- F3These restricted shares vest one-third per year on December 31, 2016, December 31, 2017 and December 31, 2018.
- F425% of these shares are subject to forfeiture on July 31, 2020 unless prior to such date the last sale price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like) for any 20 trading days within any 30-trading day period or the Issuer completes a liquidation, merger, stock exchange or similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like), as described in the Issuer's registration statement on Form S-1 (File No. 333-193320 and No.333-193922).