SEC Form 4 · accession 0001104659-18-028486
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Nselel
Officer — VP, Global General Manager
Period of report
Mar 29, 2018
Accepted (ET)
Apr 30, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2018 | A | 4,300 | $0.00 | A | 4,300 | D | |
| Common StockF2 | holding | — | — | — | 60,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F3 | $7.35 | Mar 29, 2018 | A | 5,700 | A | — | Mar 29, 2028 | Common Stock | 5,700 | 5,700 | D |
Explanation of responses
- F1These restricted shares vest in three equal annual installments beginning on March 29, 2019.
- F2These restricted shares vest as follows: 61.5% on November 1, 2018, 21.7% on November 1, 2019, and 16.8% on November 1, 2020.
- F3This stock option vests in three equal annual installments beginning on March 29, 2019.