SEC Form 4 · accession 0001104659-18-028485
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine Carolyn Harper
Officer — Chief Financial Officer
Period of report
Mar 29, 2018
Accepted (ET)
Apr 30, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2018 | A | 27,950 | $0.00 | A | 27,950 | D | |
| Common Stock | holding | — | — | — | 10,000 | D | ||
| Common StockF2 | holding | — | — | — | 74,488 | D | ||
| Common StockF3 | holding | — | — | — | 38,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F4 | $7.35 | Mar 29, 2018 | A | 37,300 | A | — | Mar 29, 2028 | Common Stock | 37,300 | 37,300 | D |
Explanation of responses
- F1These restricted shares vest in three equal annual installments beginning on March 29, 2019.
- F2These restricted shares vest in three equal annual installments beginning on October 3, 2017.
- F3These restricted shares vest in three equal annual installments beginning on March 31, 2018.
- F4This stock option vests in three equal annual installments beginning on March 29, 2019.