SEC Form 5 · accession 0001104659-18-009790
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Campbell
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 31, 2017 | A | 10,489 | $0.00 | A | 10,489 | D | |
| Common Stock | holding | — | — | — | 24,822 | D | ||
| Common StockF3 | holding | — | — | — | 5,028 | D | ||
| Common StockF4 | holding | — | — | — | 18,375 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a grant of stock under the Issuer's 2015 Incentive Compensation Plan.
- F2These restricted shares vest in full on June 1, 2018.
- F3These restricted shares vest one-third per year on December 31, 2016, December 31, 2017 and December 31, 2018.
- F425% of these shares are subject to forfeiture on July 31, 2020 unless prior to such date the last sale price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like) for any 20 trading days within any 30-trading day period or the Issuer completes a liquidation, merger, stock exchange or similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like), as described in the Issuer's registration statement on Form S-1 (File No. 333-193320 and No.333-193922).