SEC Form 4 · accession 0001104659-17-022898

AgroFresh Solutions, Inc. · AGFS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Apr 7, 2017

Accepted (ET)

Apr 11, 2017 · 4:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001592016

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Apr 7, 2017	J	1,290,680	$0.00	A	1,310,680	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Private Placement Warrants^F3	$11.50	Apr 7, 2017	J	632,257	A	Aug 31, 2015	—	Common Stock	632,257	632,257	D

F1The shares of Common Stock and Private Placement Warrants were distributed to the reporting person by Boulevard Acquisition Sponsor, LLC ("Boulevard Acquisition") in connection with the cancellation of the reporting person's limited liability company interests in Boulevard Acquisition.
F2322,670 of the shares of Common Stock are subject to forfeiture on July 31, 2020 unless prior to that date the last sales price of the issuer's Common Stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period or the issuer completes a liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their shares of Common Stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like).
F3The Private Placement Warrants expire on July 31, 2020 or earlier upon redemption or liquidation of the issuer.