SEC Form 4 · accession 0001104659-17-022883
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sonia Gardner
10% Owner
Period of report
Apr 7, 2017
Accepted (ET)
Apr 11, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Apr 7, 2017 | J | 1,290,680 | $0.00 | D | 3,272,985 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Placement WarrantF3,F4 | $11.50 | Apr 7, 2017 | J | 632,257 | D | Aug 31, 2015 | — | Common Stock | 632,257 | 2,527,743 | I |
Explanation of responses
- F1Pursuant to a Withdrawal and Distribution Agreement, dated as of April 7, 2017, by and among the parties thereto, Boulevard Acquisition Sponsor, LLC transferred 1,290,680 shares of Common Stock and 632,257 Private Placement Warrants to Stephen S. Trevor.
- F2The securities were transferred by Boulevard Acquisition Sponsor, LLC to Stephen S. Trevor in consideration for the cancellation of Mr. Trevor's limited liability company interests in Boulevard Acquisition Sponsor, LLC.
- F3The securities are held directly by Boulevard Acquisition Sponsor, LLC and indirectly by Sonia Gardner and Marc Lasry, who as managing members of Boulevard Acquisition Sponsor, LLC may be deemed to share beneficial ownership of such shares.
- F4The warrants expire on July 31, 2020, or earlier upon redemption or liquidation.