SEC Form 4 · accession 0001104659-17-021998
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BOULEVARD ACQUISITION SPONSOR, LLC
10% Owner
Period of report
Apr 4, 2017
Accepted (ET)
Apr 6, 2017 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Placement WarrantF3,F2 | $11.50 | Apr 4, 2017 | S | 3,000,000 | D | Aug 31, 2015 | — | Common Stock | 3,000,000 | 3,160,000 | D |
Explanation of responses
- F1Pursuant to that certain agreement, dated as of April 4, 2017, by and among the parties thereto, Boulevard Acquisition Sponsor, LLC transferred 3,000,000 Private Placement Warrants to the Rohm & Haas Company.
- F2The warrants expire on July 31, 2020 or earlier upon redemption or liquidation.
- F3The securities are held directly by Boulevard Acquisition Sponsor, LLC and indirectly by Sonia Gardner and Marc Lasry, who as managing members of Boulevard Acquisition Sponsor, LLC may be deemed to share beneficial ownership of such shares.