SEC Form 4 · accession 0001104659-17-021499
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Vriends
Officer — VP, Global General Manager
Period of report
Apr 4, 2017
Accepted (ET)
Apr 4, 2017 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $4.37 | Mar 31, 2017 | A | 9,350 | A | — | Mar 31, 2027 | Common Stock | 9,350 | 9,350 | D |
| Phantom StockF2,F3 | — | Mar 31, 2017 | A | 7,000 | A | — | Mar 31, 2027 | Common Stock | 7,000 | 7,000 | D |
Explanation of responses
- F1This stock appreciation right vests in three equal annual installments beginning on March 31, 2018.
- F2Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.
- F3This phantom stock vests in three equal annual installments beginning on March 31, 2018.