SEC Form 4 · accession 0001104659-17-021492
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W. Zettler
Officer — VP, R&D and Regulatory Affairs
Period of report
Apr 4, 2017
Accepted (ET)
Apr 4, 2017 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 31, 2017 | A | 5,800 | $0.00 | A | 5,800 | D | |
| Common StockF1 | holding | — | — | — | 36,531 | D | ||
| Common Stock | holding | — | — | — | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F3 | $4.37 | Mar 31, 2017 | A | 7,750 | A | — | Mar 31, 2027 | Common Stock | 7,750 | 7,750 | D |
Explanation of responses
- F1The Reporting Person was granted 41,250 restricted shares in 2015, vesting one-third per year on August 13, 2016, August 13, 2017 and August 13, 2018, subject to the Company's achievement of performance metrics.
- F2These restricted shares vest in three equal annual installments beginning on March 31, 2018.
- F3This stock option vests in three equal annual installments beginning on March 31, 2018.