SEC Form 3 · accession 0001104659-17-013953
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Vriends
Officer — VP, Global General Manager
Period of report
Feb 23, 2017
Accepted (ET)
Mar 3, 2017 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $12.00 | holding | — | — | — | — | Sep 3, 2025 | Common Stock | 82,500 | — | D |
| Phantom StockF3,F2 | — | holding | — | — | — | — | Sep 3, 2025 | Common Stock | 41,250 | — | D |
Explanation of responses
- F1The stock appreciation right vests in three equal annual installments beginning on September 3, 2016.
- F2The phantom stock vests in three equal annual installments beginning on September 3, 2016, subject to the achievement of performance metrics.
- F3Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney