SEC Form 5 · accession 0001104659-17-009401
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nance K Dicciani
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | A | 9,433 | $0.00 | A | 54,658 | D | |
| Common StockF2 | holding | — | — | — | 19,763 | D | ||
| Common StockF3 | holding | — | — | — | 6,703 | D | ||
| Common Stock | holding | — | — | — | 3,000 | I | By domestic partner |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a grant of stock under the Issuer's 2015 Incentive Compensation Plan.
- F2These restricted shares vest in full on June 2, 2017.
- F3These restricted shares vest one-third per year on December 31, 2016, December 31, 2017 and December 31, 2018.