SEC Form 4 · accession 0001104659-16-158378
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Ermi
Officer — VP,Secretary & General Counsel
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2016 | F | 4,670 | $5.93 | D | 36,580 | D | |
| Common Stock | holding | — | — | — | 4,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 41,250 restricted shares in 2015, vesting one-third per year on August 13, 2016, August 13, 2017 and August 13, 2018, subject to the Company's achievement of performance metrics.