SEC Form 4 · accession 0001104659-16-157618
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Ermi
Officer — VP Secretary & General Counsel
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 11, 2016 | P | 4,000 | $2.20 | A | 4,000 | D | |
| Common StockF1 | holding | — | — | — | 41,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted shares vest one-third per year on August 13, 2016, August 13, 2017 and August 13, 2018, subject to the Company's achievement of performance metrics.