SEC Form 4 · accession 0001104659-16-148943
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jordi Ferre
Officer — Chief Executive Officer · Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2016 | A | 93,110 | $0.00 | A | 93,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2 | $5.37 | Oct 3, 2016 | A | 93,110 | A | — | Oct 3, 2016 | Common Stock | 93,110 | 93,110 | D |
Explanation of responses
- F1These restricted shares vest in three equal annual installments beginning on October 3, 2017.
- F2This stock option vests in three equal installments beginning on October 3, 2017.