SEC Form 4 · accession 0001104659-16-139616
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nance K Dicciani
Officer — Interim Co-Principal Exec Offi · Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 9:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | P | 3,700 | $6.0436 | A | 35,200 | D | |
| Common Stock | Aug 12, 2016 | P | 300 | $6.05 | A | 35,500 | D | |
| Common StockF1 | holding | — | — | — | 19,763 | D | ||
| Common StockF2 | holding | — | — | — | 6,703 | D | ||
| Common Stock | holding | — | — | — | 3,000 | I | By domestic partner |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted shares vest in full on June 2, 2017.
- F2These restricted shares vest one-third per year on December 31, 2016, December 31, 2017 and December 31, 2018.