SEC Form 4 · accession 0001104659-16-088206
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Ein
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | Dec 31, 2015 | A | 4,600 | $0.00 | A | 4,600 | D | |
| Common Stock, par value $0.0001 per shareF2,F3 | holding | — | — | — | 409,300 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted shares vest one-third per year on December 31, 2016, December 31, 2017 and December 31, 2018.
- F2409,300 of the shares held by Boulevard Acquisition Sponsor, LLC were sold to Capitol Acquisition Partners, LLC, at the original purchase price per share of $0.004 per share. These shares are subject to the same restrictions on transfer as the remaining shares held by Boulevard Acquisition Sponsor, LLC.
- F3The securities are held directly by Capitol Acquisition Partners, LLC, and indirectly by Mark D. Ein through an entity controlled by Mr. Ein that is the managing member of Capitol Acquisition Partners, LLC. Mr. Ein disclaims beneficial ownership of such securities except to the extent of his respective pecuniary interest therein.