SEC Form 4 · accession 0001104659-15-080834
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret M Loebl
Officer — Exec VP and CFO
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | Nov 20, 2015 | P | 10,000 | $5.6784 | A | 10,000 | D | |
| Common Stock, par value $0.0001 per shareF2 | holding | — | — | — | 85,938 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $5.44 to $5.92. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2These restricted shares vest in three equal annual installments beginning on September 21, 2016, subject to the Issuer's achievement of performance metrics.