SEC Form 4 · accession 0001104659-15-060431
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark W. Zettler
Officer — VP, R&D and Regulatory Affairs
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2015 | A | 41,250 | $0.00 | A | 41,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $12.00 | Aug 13, 2015 | A | 82,500 | A | — | Aug 13, 2025 | Common Stock | 82,500 | 82,500 | D |
Explanation of responses
- F1These restricted shares vest in 3 equal annual installments beginning on August 13, 2016, subject to the Company's achievement of performance metrics.
- F2The Option vests in 3 equal annual installments, with the first installment being exercisable on August 13, 2016.