SEC Form 4 · accession 0001104659-15-060414
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D. Macphee
Officer — Chief Executive Officer · Director
Period of report
Aug 13, 2015
Accepted (ET)
Aug 17, 2015 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2015 | A | 171,875 | $0.00 | A | 171,875 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $12.00 | Aug 13, 2015 | A | 343,750 | A | — | Aug 13, 2025 | Common Stock | 343,750 | 343,750 | D |
Explanation of responses
- F1These restricted shares vest one-third on August 13, 2016 and the balance in 24 equal monthly installments commencing on September 13, 2016, subject to the Company's metrics.
- F233 1/3% of the Option vests on August 13, 2016, and the remaining 662/3% of the Option vests in 24 equal monthly installments, with the first monthly installment being exercisable on September 14, 2016.