SEC Form 4 · accession 0000899243-17-009658
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DOW CHEMICAL CO
10% Owner
Period of report
Apr 4, 2017
Accepted (ET)
Apr 6, 2017 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to Purchase Common StockF2,F3 | $11.50 | Apr 4, 2017 | J | 3,000,000 | A | — | — | Common Stock | 3,000,000 | 3,000,000 | I |
Explanation of responses
- F1Acquired from Boulevard Acquisition Sponsor, LLC on April 4, 2017.
- F2Currently exercisable.
- F3The warrants expire July 31, 2020 or earlier upon redemption or liquidation.