SEC Form 4 · accession 0001591956-18-000024
DarkHorse Technologies Inc. · DRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duncan J McEwan
Director
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2018 | A | 15,853 | $0.00 | A | 20,348 | D | |
| Common StockF1 | May 10, 2018 | M | 8,421 | — | A | 28,769 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 10, 2018 | M | 8,421 | D | May 10, 2018 | May 10, 2018 | Common Stock | 8,421 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.