SEC Form 4 · accession 0001213900-26-102680
DarkHorse Technologies Inc. · DRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tiah Norton Reppas
Officer — Chief Accounting Officer
Period of report
Sep 21, 2026
Accepted (ET)
Sep 23, 2026 · 5:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001591956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 21, 2026 | M | 6,250 | $0.00 | A | 84,486 | D | |
| Common Stock | Sep 21, 2026 | F | 1,941 | $2.98 | D | 82,545 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3,F2 | $0.00 | Sep 21, 2026 | M | 6,250 | D | — | — | Common Stock | 6,250 | 27,500 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
- F2The RSUs reported under Column 5 vested on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 21, 2026.
- F3The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 2,500 shares outstanding of which 1,250 shares vest quarterly on December 1, 2026 and March 1, 2027; (ii) 25,000 outstanding shares of which 5,000 shares vest quarterly from December 1, 2026 until December 1, 2027.