SEC Form 4 · accession 0001062993-26-004839
DarkHorse Technologies Inc. · DRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt L. Kalbfleisch
Officer — Chief Financial Officer · Director
Period of report
Sep 2, 2026
Accepted (ET)
Sep 4, 2026 · 4:51 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001591956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2026 | M | 17,188 | $0.00 | A | 443,003 | D | |
| Common Stock | holding | — | — | — | 215 | I | By Daughter | |
| Common Stock | holding | — | — | — | 215 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3,F2 | $0.00 | Sep 2, 2026 | M | 17,188 | D | — | — | Common Stock | 17,188 | 43,749 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
- F2The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026.
- F3The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 15,624 outstanding shares of which 7,812 shares vest on September 30, 2026 and December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027.