SEC Form 4 · accession 0001062993-26-003031
DarkHorse Technologies Inc. · DRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt L. Kalbfleisch
Officer — CFO and Director · Director
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 4:11 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001591956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2026 | M | 159,375 | $0.00 | A | 232,815 | D | |
| Common SharesF2 | Jun 1, 2026 | F | 50,000 | $3.0599 | D | 182,815 | D | |
| Common SharesF2 | Jun 1, 2026 | F | 7,000 | $4.1473 | D | 175,815 | D | |
| Common Shares | holding | — | — | — | 215 | I | By Daughter | |
| Common Shares | holding | — | — | — | 215 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3 | — | Jun 1, 2026 | M | 159,375 | D | Jun 1, 2026 | Jun 1, 2026 | Common Stock | 159,375 | 60,937 | D |
Explanation of responses
- F1Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.
- F2This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.
- F3The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 23,437 outstanding shares of which 7,813 vests on June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026 and (ii) 37,500 shares outstanding of which 9,375 shares vest quarterly from September 1, 2026 until June 1, 2027.