SEC Form 4 · accession 0001062993-26-003030
DarkHorse Technologies Inc. · DRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tiah Norton Reppas
Officer — Chief Accounting Officer
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 4:10 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001591956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 1, 2026 | M | 56,250 | $0.00 | A | 68,634 | D | |
| Common SharesF2 | Jun 1, 2026 | F | 10,200 | $4.41 | D | 58,434 | D | |
| Common SharesF2 | Jun 1, 2026 | F | 1,498 | $4.035 | D | 56,936 | D | |
| Common SharesF2 | Jun 1, 2026 | F | 8,700 | $4.25 | D | 48,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3 | — | Jun 1, 2026 | M | 56,250 | D | Jun 1, 2026 | Jun 1, 2026 | Common Stock | 56,250 | 33,750 | D |
Explanation of responses
- F1Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.
- F2This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.
- F3The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 3,750 shares outstanding of which 1,250 shares vest quarterly from September 1, 2026 until March 1, 2027; (ii) 30,000 outstanding shares of which 5,000 shares vest quarterly from September 1, 2026 until December 1, 2027.