SEC Form 4 · accession 0001387131-17-005895
FG Nexus Inc. · FGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Horowitz
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Dec 15, 2017 | A | 6,666 | $0.00 | A | 17,566 | D | |
| Common Stock, $0.001 par valueF2 | holding | — | — | — | 3,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted under the Amended and Restated 2014 Equity Incentive Plan pursuant to the share-matching program. RSUs vest in five annual equal installments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. No RSUs have vested for the reporting person as of the date of this filing.
- F2Held by IRA account of Mr. Horowitz's mother. Mr. Horowitz disclaims beneficial ownership of all of the securities that may be deemed to be beneficially owned by his mother, except to the extent of any indirect pecuniary interest therein.