SEC Form 4 · accession 0001387131-17-005631
FG Nexus Inc. · FGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas N Raucy
Officer — President and CEO · Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Nov 20, 2017 | P | 5,000 | $7.69 | A | 20,000 | D | |
| Common Stock, $0.001 par valueF2 | Nov 17, 2017 | P | 3,000 | $7.26 | A | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.45 to $7.74 per share. The Reporting Person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.16 to $7.30 per share. The Reporting Person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.