SEC Form 4 · accession 0001387131-17-005607
FG Nexus Inc. · FGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan E Case
Officer — Chief Operating Officer
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Nov 17, 2017 | P | 985 | $7.35 | A | 52,062 | D | |
| Common Stock, $0.001 par valueF1 | Nov 16, 2017 | P | 985 | $7.25 | A | 51,077 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 28,000 restricted common shares purchased direct from company under the terms of compensatory arrangement previously disclosed in May 2017.