SEC Form 4 · accession 0001387131-17-004687
FG Nexus Inc. · FGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan E Case
Officer — Chief Operating Officer
Period of report
Sep 12, 2017
Accepted (ET)
Sep 14, 2017 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock, $0.001 par valueF1 | Sep 14, 2017 | P | 28,000 | $8.00 | A | 46,814 | D | |
| Common Stock, $0.001 par valueF2 | Sep 13, 2017 | P | 2,589 | $7.92 | A | 18,814 | D | |
| Common Stock, $0.001 par valueF3 | Sep 12, 2017 | P | 1,210 | $7.69 | A | 16,225 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of common shares direct from company under the terms of compensatory arrangement previously disclosed in May 2017.
- F2The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.90 to $7.95 per share. The Reporting Person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F3The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.60 to $7.70 per share. The Reporting Person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.