SEC Form 4 · accession 0001387131-17-003248
FG Nexus Inc. · FGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis M Johnson
Director · 10% Owner
Period of report
Jun 13, 2017
Accepted (ET)
Jun 14, 2017 · 10:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Jun 13, 2017 | P | 1,553 | $8.28 | A | 1,553 | D | |
| Common Stock, $0.001 par value | Jun 13, 2017 | P | 780 | $8.35 | A | 780 | I | By IRA |
| Common Stock, $0.001 par value | Jun 13, 2017 | P | 1,000 | $8.35 | A | 1,000 | I | By Roth IRA |
| Common Stock, $0.001 par valueF1 | holding | — | — | — | 502,092 | I | Fundamental Global | |
| Common Stock, $0.001 par valueF2 | holding | — | — | — | 1,038,409 | I | Ballantyne Strong, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.
- F2Held by Ballantyne Strong, Inc. ("BTN"). Due to his positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by BTN. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.