SEC Form 4 · accession 0000914760-15-000141
FG Nexus Inc. · FGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon G Pratt
Director
Period of report
Feb 13, 2015
Accepted (ET)
Apr 13, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591890
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $9.60 | Feb 13, 2015 | G | 312,500 | D | Apr 4, 2014 | Apr 4, 2019 | Common Stock | 312,500 | 0 | I |
| WarrantsF1 | $9.60 | Feb 13, 2015 | G | 312,500 | A | Apr 4, 2014 | Apr 4, 2019 | Common Stock | 312,500 | 312,500 | I |
Explanation of responses
- F1Warrants to purchase 312,500 shares of Common Stock for $9.60 per share.
- F2This transaction involved a gift of securities by Fund Management Group LLC ("FMG") to FEA Pratt Family Holdings LLC ("PFH"). The Reporting Person is the controlling equity holder and managing member of FMG and the controlling entity holder and sole Manager of PFH. He disclaims beneficial ownership of the securities held by FMG and PFH, except to the extent of his pecuniary interest therein.