SEC Form 4 · accession 0001104659-16-102694
Sizmek Inc. · SZMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott K Ginsburg
Director · 10% Owner
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 2, 2016 | M | 15,928 | — | A | 3,351,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Mar 2, 2016 | M | 15,928 | D | — | — | Common Stock | 15,928 | 35,604 | D |
Explanation of responses
- F1Shares issued upon vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on March 2, 2015. The RSUs have vested in full.
- F2The RSUs were granted to the Reporting Person pursuant to the issuer's 2014 Incentive Award Plan. Each RSU represented a contingent right to receive one share of the issuer's common stock.
- F3The total amount of securities beneficially owned following the reported transaction reported in column 5 includes (a) the Reporting Person's indirect ownership of 1,660 shares held by his minor children and (b) 300,852 shares held by Moon Doggie Family Partnership, L.P., of which the Reporting Person is the general partner