SEC Form 4 · accession 0001104659-16-102693
Sizmek Inc. · SZMK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Nguyen
Officer — President & CEO · Director
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Mar 2, 2016 | M | 30,421 | — | A | 752,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 2, 2016 | M | 12,415 | D | — | — | Common Stock | 12,415 | 541,548 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 2, 2016 | M | 18,006 | D | — | — | Common Stock | 18,006 | 523,542 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock.
- F2On March 2, 2014, the Reporting Person was granted 27,245 RSUs, which vest over a three-year period; 12,415 of those RSUs vested on March 2, 2016.
- F3On March 2, 2015, the Reporting Person was granted 54,017 RSUs, which vest over a three-year period; 18,006 of those RSUs vested on March 2, 2016.