SEC Form 3 · accession 0001209191-19-006442
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Valeriano Lima
Officer — See Remarks
Period of report
Feb 1, 2019
Accepted (ET)
Feb 1, 2019 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 7,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $2.382 | holding | — | — | — | — | Feb 10, 2025 | Ordinary Shares | 30,000 | — | D |
Explanation of responses
- F1Consists of 2,500 restricted stock units granted to the reporting person on August 3, 2017 and 5,000 restricted stock units granted to the reporting person on April 28, 2018, which will be settled in ordinary shares, par value U.S. $0.001, of Presbia PLC (the "Company"). The restricted stock units vest upon achieving certain future stock price thresholds.
- F2On May 10, 2018, the reporting person was granted 30,000 stock options, which vest in five equal installments on each of the first, second, third, fourth and fifth anniversaries of the grant date.
Remarks
The reporting person is the Company's Corporate Controller, Head of Financial Planning and Analysis, and Company Secretary. Exhibit List Exhibit 24 Power of Attorney