SEC Form 4 · accession 0000905718-19-000025
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zohar Loshitzer
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jan 2, 2019 | J | 72,464 | $3.45 | A | 72,464 | I | See Note |
| Ordinary Shares | holding | — | — | — | 378,960 | D | ||
| Ordinary SharesF2 | holding | — | — | — | 2,002 | I | By Zohar Loshitzer Revocable Trust | |
| Ordinary SharesF2 | holding | — | — | — | 2,670 | I | By Dorothea Segal Loshitzer custodian for Oliver Loshitzer UTMA of California | |
| Ordinary SharesF2 | holding | — | — | — | 2,670 | I | By Dorothea Segal Loshitzer custodian for Daniel Loshitzer UTMA of California |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by OCV Management, LLC ("OCV") and were issued pursuant to a services agreement executed December 14, 2017. OCV receives an annual fee of $250,000, payable annually in arrears and settled in the form of ordinary shares issued. For 2018, the number of shares issued was determined by dividing $250,000 by the closing price on January 2, 2018. Reporting Person serves as Principal of OCV. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.