SEC Form 4 · accession 0000905718-18-000387
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Ressler
Director · 10% Owner
Period of report
Apr 12, 2018
Accepted (ET)
Apr 13, 2018 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1 | $2.56 | Apr 12, 2018 | J | 1,953,125 | D | Apr 12, 2018 | Apr 12, 2023 | Ordinary Shares | 1,953,125 | 1,953,125 | D |
Explanation of responses
- F1In connection with Reporting Person's purchase of preferred shares of Presbia PLC (the "Company") and its wholly-owned subsidiary, Presbia USA, Inc., for an aggregate purchase price of $5 million, Reporting Person received a warrant to purchase up to 1,953,125 ordinary shares of the Company.