SEC Form 4 · accession 0000905718-17-000388
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Ressler
Director · 10% Owner
Period of report
Mar 13, 2017
Accepted (ET)
Mar 22, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Mar 13, 2017 | A | 12,738 | $0.00 | A | 4,262,018 | D | |
| Ordinary SharesF2 | holding | — | — | — | 6,222,030 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 13, 2017, the Reporting Person was granted 12,738 restricted ordinary shares, which vest on March 13, 2018.
- F2The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Issuer held by Orchard Alternative Investments LP, a Delaware limited partnership, ("Orchard Alternative") and Orchard Investments LLC, a Delaware limited liability company ("Orchard Investments"). The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative and Orchard Investments is limited to the extent of his pecuniary interest in such entities.