SEC Form 4 · accession 0000905718-16-001587
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Ressler
Director · 10% Owner
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Aug 5, 2016 | A | 8,247 | $0.00 | A | 3,183,428 | D | |
| Ordinary SharesF2 | holding | — | — | — | 4,659,660 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 5, 2016, the Reporting Person was granted 8,247 restricted ordinary shares, which vest ratably over a five year vesting period commencing August 5, 2017.
- F2Orchard Alternative Investments LP, a Delaware limited partnership, holds 886,513 ordinary shares and Orchard Investments LLC, a Delaware limited liability company holds 3,773,147 ordinary shares. The Reporting Person, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Presbia PLC held by Orchard Alternative Investments LP and Orchard Investments LLC. The Reporting Person's interest in the securities reported herein which are held by Orchard Alternative Investments LP and Orchard Investments LLC is limited to the extent of his pecuniary interest in such entities.