SEC Form 4 · accession 0000905718-16-001369
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vladimir Feingold
Officer — CTO, Executive VP · Director
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Apr 28, 2016 | A | 60,000 | $0.00 | A | 83,532 | D | |
| Ordinary SharesF2 | holding | — | — | — | 1,285,000 | I | See Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 28, 2016, the Reporting Person was granted 60,000 restricted stock units, which will be settled in ordinary shares, par value U.S. $0.001. The restricted stock units vest upon achieving certain future stock price thresholds; provided, however, that in no event shall such restricted stock units vest on a date prior to April 28, 2017.
- F2The Reporting Person directly and/or indirectly, possesses the sole power to vote and the sole power to direct the securities of Presbia PLC held by Feingold Investments, LLC. The Reporting Person's interest in the securities reported herein which are held by Feingold Investments, LLC is limited to the extent of his pecuniary interest in such entity.