SEC Form 4 · accession 0000905718-15-000679
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zohar Loshitzer
Officer — Chief Bus. Development Officer · Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 4, 2015 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Aug 3, 2015 | J | 284,147 | $0.00 | A | 284,147 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported herein were acquired by the reporting person in connection with the liquidation of Presbia Holdings, an exempted company incorporated with limited liability in the Cayman Islands. As of August 3, 2015, Presbia Holdings held 9,666,667 ordinary shares of Presbia PLC. Prior to the liquidation of Presbia Holdings, the Reporting Person disclaimed beneficial ownership of the securities of Presbia PLC held by Presbia Holdings except to the extent of his pecuniary interest therein.
- F2In connection with the liquidation of Presbia Holdings, on August 3, 2015, Presbia Holdings distributed, by way of a dividend in specie, the 9,666,667 ordinary shares of Presbia PLC that it held to its equity holders, including the Reporting Person, pro rata based on each such equity holder's equity ownership in Presbia Holdings. In connection with that liquidation, the Reporting Person received 284,147 ordinary shares of Presbia PLC.