SEC Form 4 · accession 0000905718-15-000668
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vladimir Feingold
Officer — CTO, Executive VP · Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 4, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Aug 3, 2015 | J | 23,532 | $0.00 | A | 23,532 | D | |
| Ordinary SharesF1,F2,F3 | Aug 3, 2015 | J | 1,285,000 | $0.00 | A | 1,285,000 | I | See Notes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported herein were acquired by the Reporting Person in connection with the liquidation of Presbia Holdings, an exempted company incorporated with limited liability in the Cayman Islands. As of August 3, 2015, Presbia Holdings held 9,666,667 ordinary shares of Presbia PLC. Prior to the liquidation of Presbia Holdings, the Reporting Person disclaimed beneficial ownership of the securities of Presbia PLC held by Presbia Holdings except to the extent of his pecuniary interest therein.
- F2In connection with the liquidation of Presbia Holdings, on August 3, 2015, Presbia Holdings distributed, by way of a dividend in specie, the 9,666,667 ordinary shares of Presbia PLC that it held to its equity holders, including the Reporting Person and an entity that he controls, pro rata based on each such equity holder's equity ownership in Presbia Holdings. In connection with that liquidation, the Reporting Person received 23,532 ordinary shares of Presbia PLC and Feingold Investments, LLC, a Nevada limited liability company, received 1,285,000 ordinary shares of Presbia PLC.
- F3This filing reflects the aggregate number of ordinary shares beneficially owned by the Reporting Person following the distribution by Presbia Holdings on August 3, 2015. The Reporting Person directly and/or indirectly, possesses the sole power to vote and the sole power to direct the securities of Presbia PLC held by Feingold Investments, LLC. The Reporting Person's interest in the securities reported herein which are held by Feingold Investments, LLC is limited to the extent of his pecuniary interest in such entity.