SEC Form 4 · accession 0000905718-15-000501
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy H Thurman
Officer — Executive Chairman · Director
Period of report
May 20, 2015
Accepted (ET)
May 20, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | May 20, 2015 | P | 11,110 | $8.96 | A | 11,110 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $8.76 to $9.00. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Remarks
The Reporting Person owns, directly and/or indirectly, equity interests in Presbia Holdings, an exempted company incorporated with limited liability in the Cayman Islands. Presbia Holdings holds 9,666,667 ordinary shares of the Issuer. Richard Ressler, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Presbia PLC held by Presbia Holdings. Richard Ressler files separate Section 16 reports. The Reporting Person disclaims beneficial ownership of the securities held by Presbia Holdings except to the extent of his pecuniary interest therein.