SEC Form 4 · accession 0000905718-15-000312
Presbia PLC · LENS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S. Blumenkranz
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001591096
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Mar 16, 2015 | A | 9,270 | $0.00 | A | 9,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 16, 2015, the Reporting Person was granted 9,270 restricted ordinary shares, which vest in five equal annual installments beginning March 16, 2016.
Remarks
The Reporting Person owns, directly and/or indirectly, equity interests in Presbia Holdings, an exempted company incorporated with limited liability in the Cayman Islands. Presbia Holdings holds 9,666,667 ordinary shares of Presbia PLC. Richard Ressler, directly and/or indirectly, possesses the sole power to vote and the sole power to direct the disposition of all securities of Presbia PLC held by Presbia Holdings. Richard Ressler files separate Section 16 reports. The Reporting Person disclaims beneficial ownership of the securities held by Presbia Holdings except to the extent of his pecuniary interest therein.